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Compliance Risk
AFIP Audit
Video Audit Review
Identity Theft Deterrence
Expert Witness
Industry Regulations
Safeguards
Red Flag Rule
Compliance Training
Adverse Action Auditing
 
F & I Sales Compliance
Adverse Action Notice
AFIP Audits
Compliance Risk Assessment
Compliance Training
Expert Witness
Identity Theft Deterrence

Industry Regulations

Red Flags Rule
Safeguards Rule
Video Audits

Have Camera's Installed? Who's Watching?

We monitor seven (7) key elements of the transaction.

1. F&I Manager Integrity, Ethics and Compliance
  Determine if F&I Managers are operating within acceptable standards of integrity, ethics and compliance
2. Menu Presentations

 

 

 

Analyze the F&I menu presentation techniques compared to industry best practices and track the presentation of offering every product to every customer every time
3. Proper Disclosures
  Monitor that the F&I Manager is making proper disclosures
4. Conflicting Verbal Promises

Listen for verbal promises contrary to written commitments
5. Deceptive Trade Practices
  Check for potentially deceptive trade practices such as product bundling or stuffing, payment packing, predatory discrimination and other bank fraud
6. Truth in Lending Disclosures
  Confirm compliance with certain Truth in Lending disclosure requirements
7. Potential Dealer/Lender Relation Issues
  Detect potential issues that would harm the relationship between the dealer and the lender such as credit card down payments, power booking, and straw purchases

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